Article 1
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Recitals
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1.1
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IDENTIFICATION OF PARTIES
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This Participation Agreement
is between the United States of America (USA) through the Department
of Defense (DoD), Defense Health Agency (hereinafter DHA), the administering
activity for the DHA and _________________________________________
(hereinafter designated the PHP).
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1.2
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AUTHORITY FOR PARTIAL HOSPITAL
CARE
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The implementing regulations
for DHA, 32 Code of Federal Regulations (CFR), Part 199, provides
for cost-sharing of partial hospital care under certain conditions.
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1.3
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PURPOSE OF PARTICIPATION AGREEMENT
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It is the purpose of this Participation
Agreement to recognize the undersigned PHP as an authorized provider of
partial hospital care, subject to the terms and conditions of this
agreement, and applicable federal law and regulation.
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Article 2
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Definitions
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2.1
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AUTHORIZED DHA REPRESENTATIVES
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The authorized representative(s)
of the DHA, or designee, may include, but are not limited to, DHA
staff, DoD personnel, and contractors, such as private sector accounting/audit
firm(s) and/or utilization review and survey firm(s). Authorized
representatives will be specifically designated as such.
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2.2
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BILLING NUMBER
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The billing number for all
partial hospitalization services is the PHP’s Employer’s Identification
Number (EIN). In most situations, each EIN must enter into a separate
Participation Agreement with the Director, DHA, or designee. This
number must be used until the provider is officially notified by
the Director, DHA, or a designee, of a change. The PHP’s billing
number is shown on the face sheet of this agreement.
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2.3
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ADMISSION AND DISCHARGE
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(a)
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An admission occurs upon the
formal acceptance by the PHP of a beneficiary for the purpose of participating
in the therapeutic program with the registration and assignment
of a patient number or designation.
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(b)
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A discharge occurs at the time
that the PHP formally releases the patient from partial hospitalization status;
or when the patient is admitted to another level of care.
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2.4
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MENTAL DISORDER
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As defined in the 32
CFR 199.2: For the purposes of the payment of benefits,
a mental disorder is a nervous or mental condition that involves
a clinically significant behavioral or psychological syndrome or
pattern that is associated with a painful symptom, such as distress,
and that impairs a patient’s ability to function in one or more
major life activities. An SUD is a mental condition that involves
a maladaptive pattern of substance use leading to clinically significant
impairment or distress; impaired control over substance use; social impairment;
and risky use of a substance(s). Additionally, the mental disorder
must be one of those conditions listed in the current edition of
the Diagnostic and Statistical Manual of Mental Disorders (DSM).
“Conditions Not Attributable to a Mental Disorder,” or V codes
( Z codes in the International Classification of Diseases,
10th Revision, Clinical Modification (ICD-10-CM), are not considered
diagnosable mental disorders. Co-occurring mental and SUDs common
and assessment should proceed as soon as it is possible to distinguish
the substance related symptoms from other independent conditions.
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2.5
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PARTIAL HOSPITALIZATION
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As defined by 32 CFR 199.2(b), partial hospitalization is
a treatment setting capable of providing an interdisciplinary program
of medical therapeutic services, to include management of withdrawal
symptoms, as medically indicated. Services may include day, evening,
night, and weekend treatment programs which employ an integrated,
comprehensive and complementary schedule of recognized treatment
approaches. Partial hospitalization is a time-limited, ambulatory,
active treatment program that offers therapeutically intensive,
coordinated, and structured clinical services within a stable therapeutic
environment. PHP is an appropriate setting for crisis stabilization,
treatment of partially stabilized mental health disorders, and transition
from an inpatient program when medically necessary. Such programs
must enter into a Participation Agreement with TRICARE, and be accredited
and in substantial compliance with the Joint Commission (TJC), the
Commission on Accreditation of Rehabilitation Facilities (CARF)
the Council on Accreditation (CoA), or by an accrediting organization
approved by the DHA. The contractor may submit (via the Government
Designated Authority (GDA)), additional accrediting organizations
for TRICARE authorization, subject to approval by the DHA. PHPs
are differentiated from:
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(a)
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Acute psychoactive substance
use treatment and from treatment of acute biomedical/mental health problems;
which problems are either life-threatening and/or severely incapacitating
and often occur within the context of a discrete episode of addiction-related
biomedical or psychiatric dysfunction;
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(b)
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An inpatient/residential Substance
Use Disorder Rehabilitation Facility (SUDRF), as defined in 32
CFR 199.2, which serves patients with SUDs through an
inpatient rehabilitation program on a 24-hour, seven-day-per week
basis (see the TRICARE Policy Manual (TPM), Chapter 11, Addendum D for the SUDRF Participation
Agreement);
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(c)
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An Intensive Outpatient Program
(IOP), as defined in 32 CFR 199.2,
which serves patients in a day or evening program not requiring
24-hour care for mental health or SUDs (see TPM, Chapter 11, Addendum G for the IOP Participation
Agreement);
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(d)
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An Opioid Treatment Program
(OTP), as defined in 32 CFR 199.2, which
serves patients in a treatment setting for opioid treatment (see
TPM, Chapter 11, Addendum H for the OTP Participation
Agreement);
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(e)
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A group home, sober-living
environment, halfway house, or three-quarter way house;Therapeutic
schools, which are educational programs supplemented by addiction-
focused services;
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(f)
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Therapeutic schools, which
are educational programs supplemented by addiction- focused services;
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(g)
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Facilities that treat patients
with primary psychotic diagnoses other than psychoactive substance
use or dependence;
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(h)
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Facilities that care for patients
with the primary diagnosis of intellectual disability or developmental disability.
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Article 3
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Performance Provisions
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3.1
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GENERAL AGREEMENT
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(a)
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The PHP agrees to render partial
hospitalization services to eligible beneficiaries in need of such
services, in accordance with this Participation Agreement and the
32 CFR 199. These services shall include board, patient assessment,
psychological testing, treatment services, social services, educational
services, family therapy, case management, and such other services
as are required by the 32 CFR 199.
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(b)
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The PHP agrees that all certifications
and information provided to the Director, DHA, or designee, incident
to the process of obtaining and retaining authorized provider status
is accurate and that it has no material errors or omissions. In
the case of any misrepresentations, whether by inaccurate information being
provided or material facts withheld, authorized provider status
will be denied or terminated, and the PHP will be ineligible for
consideration for authorized provider status for a two year period. Termination
of authorized PHP status will be pursuant to Article 13 of this
agreement.
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(c)
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The PHP shall not be considered
an authorized provider nor may any benefits be paid to the PHP for
any services provided prior to the date the PHP is approved by the
Director, DHA, or designee, as evidenced by signature on the Participation
Agreement.
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3.2
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LIMIT ON RATE BILLED
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(a)
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The PHP agrees to limit charges
for services to beneficiaries to the rate set forth in this agreement.
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(b)
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The PHP agrees to charge only
for services to beneficiaries that qualify within the limits of
law, regulation, and this agreement.
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3.3
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ACCREDITATION AND STANDARDS
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The PHP hereby agrees to:
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(a)
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Be licensed to provide PHP
services within the applicable jurisdiction in which it operates.
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(b)
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PHPs shall be currently accredited
by and remain in compliance with standards issued by TJC, CARF,
CoA, or an accrediting organization approved by the DHA. The contractor
may submit (via the TRO, the TOPO, or the COR for the USFHP) additional
accrediting organizations for TRICARE authorization, subject to approval
by the DHA.
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(c)
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Accept the allowable PHP rate,
as provided in 32 CFR 199.14(a)(2)(ix), as payment in full
for services provided.
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(d)
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Comply with all requirements
of 32 CFR 199.4 applicable
to institutional providers generally concerning preauthorization,
concurrent care review, claims processing, beneficiary liability,
double coverage, utilization and quality review, and other matters.
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(e)
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Ensure that all mental health
services are provided by qualified mental health providers who meet
the requirements for individual professional providers. (Exception:
PHPs that employ individuals with master’s or doctoral level degrees
in a mental health discipline who do not meet the licensure, certification,
and experience requirements for a qualified mental health provider
but are actively working toward licensure or certification, may
provide mental health services within the per diem rate but the individual
must work under the direct clinical supervision of a fully qualified
mental health provider employed by the PHP.) All other program services
will be provided by trained, licensed staff.
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(f)
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Ensure the provision of an
active family therapy component which ensures that each patient
and family participate at least weekly in family therapy provided
by the institution and rendered by an authorized mental health provider.
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(g)
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Not bill the beneficiary for
services in excess of the cost-share or services for which payment
is disallowed for failure to comply with requirements for preauthorization.
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(h)
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Not bill the beneficiary for
services excluded on the basis of 32 CFR 199.4(g)(1) (not medically or psychologically
necessary), (g)(3) (inappropriate
level of care) or (g)(7) (custodial
care), unless the beneficiary has agreed in writing to pay for the
care, knowing the specific care in question has been determined
as noncovered. (A general statement signed at admission as to financial
liability does not fill this requirement.)
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3.4
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QUALITY OF CARE
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(a)
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The PHP shall assure that any
and all eligible beneficiaries receive partial hospitalization services
which comply with standards in Article 3.3.
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(b)
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The PHP shall provide partial
hospitalization services in the same manner to beneficiaries as
it provides to all patients to whom it renders services.
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(c)
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The PHP shall not discriminate
against beneficiaries in any manner including admission practices, placement
in special or separate wings or rooms, or provisions of special
or limited treatment.
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3.5
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BILLING FORM
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The PHP shall use the Centers
for Medicare and Medicaid Services (CMS) 1450 UB-04 billing form
and the CMS 1500 Claim Form for outpatient services (or subsequent
editions). PHPs shall identify PHP care on the billing form in the
remarks block by stating “PHP care”.
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3.6
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COMPLIANCE WITH DHA UTILIZATION
REVIEW ACTIVITIES
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Under the terms of this agreement,
the PHP shall:
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(a)
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Appoint a single individual
within the facility to serve as the point of contact for conducting
utilization review activities with the Director, DHA, or its designee.
The PHP will inform DHA in writing of the designated individual.
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(b)
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Promptly provide medical records
and other documentation required in support of the utilization review process
upon request by the Director, DHA, or its designee. Confidentiality
considerations are not valid reasons for refusal to submit medical
records on any beneficiary. Failure to comply with documentation requirements
will usually result in denial of authorization of care.
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(c)
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Maintain and provide medical
records, including progress notes, clinical formulation, and the
master treatment plan, to include documentation of standardized
assessment measures for Post-Traumatic Stress Disorder (PTSD), anxiety
disorders, and depressive disorders using the PTSD Checklist (PCL-5), Generalized
Anxiety Disorder (GAD-7), and Patient Health Questionnaire (PHQ-9
or A), respectively, at baseline, at 60 calendar day intervals,
and at discharge (see Chapter 1, Section 5.1 for details); in compliance
with standards and regulations.
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Article 4
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Payment Provisions
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4.1
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RATE STRUCTURE: DETERMINATION
OF RATE
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The TRICARE rate is the per
diem rate that TRICARE will authorize for all mental health services
rendered to a patient and the patient’s family as part of the total
treatment plan submitted by an approved PHP, and approved by the
Director, DHA, or a designee. The per diem rate will be as specified
in 32 CFR 199.14(a)(2)(ix)(A); for any PHP (minimum
of six hours), the maximum per diem payment is 40% of the average
inpatient per diem amount per case paid to both high and low volume
psychiatric hospitals and units (as defined in 32 CFR 199.14(a)(2)) by Federal census region
during Fiscal Year (FY) 1990.
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4.2
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PHP SERVICES INCLUDED IN PER
DIEM PAYMENT
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The per diem payment amount
must be accepted as payment in full for all institutional services
provided, including board, patient assessment, treatment services
(with the exception of the psychotherapy sessions which may be allowed
separately for individual or family psychotherapy when provided
and billed by an authorized professional provider who is not employed
by or under contract with the PHP), routine nursing services, educational
services, ancillary services (including art, music, dance, occupational,
recreational, and other such therapies), psychological testing and
assessments, case management services, overhead and any other services
for which the customary practice among similar providers is included
as part of institutional charges. Non-mental-health-related medical
services may be separately allowed when provided and billed by an
authorized independent professional provider not employed by or
under contract with the PHP. This includes ambulance services when
medically necessary for emergency transportation. Note: The PHP
may not enforce or control separate billing for professional services.
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4.3
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OTHER PAYMENT REQUIREMENTS
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No payment is due for leave
days, for days in which treatment is not provided, for days on which
the patient is absent from treatment (whether excused or unexcused).
Hours devoted to education do not count toward the therapeutic program
and TRICARE will not separately reimburse educational services (see
Article 5.2).
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4.4
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PREREQUISITES FOR PAYMENT
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Provided that there shall first
have been a submission of claims in accordance with procedures,
the PHP shall be paid based upon the allowance of the rate determined
in accordance with the prevailing 32
CFR 199.14 (see Article 4.1), and contingent upon certain
conditions provided in the 32 CFR 199, and in particular the following:
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(a)
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The patient seeking admission
is suffering from a mental disorder, to include SUD, which meets
the diagnostic criteria of the current edition of the DSM and meets
the TRICARE definition of a mental disorder.
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(b)
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The patient meets the criteria
for admission to a PHP issued by the Director, DHA, or designee.
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(c)
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A qualified mental health professional
who meets requirements for individual professional providers and who
is permitted by law and by the PHP recommends that the patient be
admitted to the PHP.
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(d)
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A qualified mental health professional
with admitting privileges who meets the requirements for individual
professional providers will be responsible for the development,
supervision, implementation, and assessment of a written, individualized,
interdisciplinary clinical formulation and plan of treatment.
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(e)
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All services are provided by
or under the supervision of an authorized mental health provider
(see Article 3.3(g)).
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(f)
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The patient meets eligibility
requirements for coverage.
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4.5
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DETERMINED RATE AS PAYMENT
IN FULL
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(a)
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The PHP agrees to accept the
rate determined pursuant to the 32
CFR 199.14 (see Article 4.1) as the total charge for services
furnished by the PHP to beneficiaries. The PHP agrees to accept
the rate even if it is less than the billed amount, and also agrees
to accept the amount paid, combined with the cost-share amount and
deductible, if any, paid by or on behalf of the beneficiary, as
full payment for the PHP services. The PHP agrees to make no attempt
to collect from the beneficiary or beneficiary’s family, except
as provided in Article 4.6(a), amounts for PHP services in excess
of the rate.
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(b)
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The PHP agrees to submit all
claims as a participating provider. DHA agrees to make payment of
the determined rate directly to the PHP for any care authorized
under this agreement.
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(c)
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The PHP agrees to submit claims
for services provided to beneficiaries at least every 30 calendar
days (except to the extent delay is necessitated by efforts to first
collect from other health insurance). If claims are not submitted
at least every 30 calendar days, the PHP agrees not to bill the
beneficiary or the beneficiary’s family for any amounts disallowed.
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4.6
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TRICARE AS SECONDARY PAYOR
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(a)
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The PHP is subject to the provisions
of 10 United States Code (USC) Section 1079 (j)(1). The PHP must submit
claims first to all other insurance plans and/or medical service
or health plans under which the beneficiary has coverage prior to
submitting a claim to TRICARE.
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(b)
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Failure to collect first from
primary health insurers and/or sponsoring agencies is a violation
of this agreement, may result in denial or reduction of payment,
and may result in a false claim against the United States (US).
It may also result in termination of this agreement by DHA pursuant
to Article 8.
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4.7
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COLLECTION OF COST-SHARE
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(a)
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The PHP agrees to collect from
the beneficiary or the parents or guardian of the beneficiary only
those amounts applicable to the patient’s cost-share (copayment)
as defined in 32 CFR 199.4,
and services and supplies which are not a benefit.
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(b)
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The PHP’s failure to collect
or to make diligent effort to collect the beneficiary’s cost-share
(copayment) as determined by policy is a violation of this agreement,
may result in denial or reduction of payment, and may result in
a false claim against the US. It may also result in termination
by DHA of this agreement pursuant to Article 13.
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4.8
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BENEFICIARY RIGHTS
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If the PHP fails to abide by
the terms of this Participation Agreement and DHA, or its designee,
either denies the claim or claims and/or terminates the agreement
as a result, the PHP agrees to forego its rights, if any, to pursue
the amounts not paid by TRICARE from the beneficiary or the beneficiary’s
family.
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Article 5
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Educational Services
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5.1
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EDUCATIONAL SERVICES REQUIRED
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Programs treating children
and adolescents must ensure the provision of a state certified educational component
which assures that the patients do not fall behind in educational
placement while receiving partial hospital treatment.
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5.2
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REIMBURSEMENT OF EDUCATIONAL
SERVICES
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Any charges for educational
services are included in the per diem payment. TRICARE will not
separately reimburse educational services. The hours devoted to
education do not count toward the therapeutic program.
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Article 6
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Records And Audit Provisions
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6.1
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ON-SITE AND OFF-SITE REVIEWS/AUDITS
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The PHP grants the Director,
DHA, or designee, the right to conduct on-site or off-site reviews
or accounting audits with full access to patients and records. The
audits may be conducted on a scheduled or unscheduled (unannounced)
basis. This right to audit/review includes, but is not limited to,
the right to:
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(a)
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Examine fiscal and all other
records of the PHP which would confirm compliance with this agreement
and designation as an authorized PHP provider.
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(b)
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Conduct audits of PHP records
including clinical, financial, and census records to determine the
nature of the services being provided, and the basis for charges
and claims against the US for services provided to beneficiaries.
The Director, DHA, or designee, will have full access to records
of both TRICARE and non-TRICARE patients. Note: In most cases, only
TRICARE patients’ records will be audited. Examples of situations
where non-TRICARE patient records would be requested may be in situations
of differential quality of care assessments or to identify systemic
quality or safety concerns.
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(c)
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Examine reports of evaluations
and inspections conducted by federal, state, local Government, and private
agencies and organizations.
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(d)
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Conduct on-site inspections
of the facilities of the PHP and interview employees, members of
the staff, contractors, board members, volunteers, and patients,
as required.
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(e)
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Release copies of final review
reports (including reports of on-site reviews) under the Freedom
of Information Act (FOIA).
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6.2
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RIGHT TO UNANNOUNCED INSPECTION
OF RECORDS
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(a)
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DHA and its authorized agents
will have the authority to visit and inspect the PHP at all reasonable
times on an unannounced basis.
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(b)
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The PHP’s records shall be
available and open for review by DHA during normal working hours,
from 8 a.m. to 5 p.m., Monday through Friday, on an unannounced
basis.
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6.3
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CERTIFIED COST REPORTS
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Upon request, the PHP shall
furnish the Director, DHA, or a designee, the audited cost reports
certified by an independent auditing agency.
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6.4
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RECORDS REQUESTED BY DHA
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Upon request, the PHP shall
furnish the Director, DHA, or a designee, such records, including
medical records and patient census records, that would allow the
Director, DHA, or a designee, to determine the quality and cost-effectiveness
of care rendered.
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6.5
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FAILURE TO COMPLY
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Failure to allow audits/reviews
and/or to provide records constitutes a material breach of this
agreement. It may result in denial or reduction of payment, termination
of this agreement pursuant to Article 13, and any other appropriate
action by DHA.
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Article 7
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Nondiscrimination
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7.1
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COMPLIANCE
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The PHP agrees to comply with
provisions of section 504 of the Rehabilitation Act of 1973 (Public
Law 93-112; as amended) regarding nondiscrimination on basis of
handicap, Title VI of the Civil Rights Act of 1964 (Public Law 88-352),
the Americans With Disabilities Act of 1990 (Public Law 101-336),
and Section 1557 of the Patient Protection and Affordable Care Act
(PPACA) as well as all regulations implementing these Acts.
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Article 8
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Amendment
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8.1
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AMENDMENT BY DHA
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(a)
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The Director, DHA, or designee,
may amend the terms of this Participation Agreement by giving 120 calendar
days’ notice in writing of the amendment(s) except amendments to
the 32 CFR 199, which shall be considered effective as of the effective
date of the regulation change and do not require a formal amendment
of this agreement to be effective. When changes or modifications
to this agreement result from amendments to the 32 CFR 199 through
rulemaking procedures, the Director, DHA, or designee, is not required
to give 120 calendar days written notice. Amendments to this agreement
resulting from amendments to the 32 CFR 199 shall become effective
on the date the regulation amendment is effective or the date this
agreement is amended, whichever date is earlier.
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(b)
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The PHP, if it concludes it
does not wish to accept the proposed amendment(s), including any amendment
resulting from amendment(s) to the 32 CFR 199 accomplished through
rulemaking procedures, may terminate its participation as provided
for in Article 13.3. However, if the PHP’s notice of intent to terminate
its participation is not given at least 60 calendar days prior to
the effective date of the proposed amendment(s), then the proposed
amendment(s) shall be incorporated into this agreement for PHP care
furnished between the effective date of the amendment(s) and the
effective date of termination of this agreement.
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Article 9
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Transfer Of Ownership
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9.1
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ASSIGNMENT BARRED
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This agreement is nonassignable.
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9.2
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AGREEMENT ENDS
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(a)
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Unless otherwise extended as
specified in Article 9.3(b), this agreement ends as of 12:01 am
on the date that transfer of ownership occurs.
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(b)
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Change of Ownership is defined
as follows:
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(1)
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The change in an owner(s) that
has/have 50% or more ownership constitutes change of ownership.
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(2)
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The merger of the PHP corporation
(for-profit or not-for-profit) into another corporation, or the consolidation
of two or more corporations, resulting in the creation of a new
corporation, constitutes change of ownership. The transfer of corporate
stock or the merger of another corporation into the PHP corporation,
however, does not constitute change of ownership. The transfer of
title to property of the PHP corporation to another corporation(s),
and the use of that property for the rendering of partial hospital
care by the corporation(s) receiving it is essential for a change
of ownership.
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(3)
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The lease of all or part of
a PHP or a change in the PHP’s lessee constitutes change of ownership.
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9.3
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NEW AGREEMENT REQUIRED
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(a)
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If there is a change of ownership
of a PHP as specified in Article 9.2(b), then the new owner, in
order to be an authorized partial hospital program, must enter into
a new agreement with DHA. The new owner is subject to any existing
plan of correction, expiration date, applicable health and safety
standards, ownership and financial interest disclosure requirements
and any other provisions and requirements of this agreement.
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(b)
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A PHP contemplating or negotiating
a change in ownership must notify DHA in writing at least 30 calendar
days prior to the effective date of the change. At the discretion
of the Director, DHA, or designee, this agreement may remain in
effect until a new Participation Agreement can be signed to provide continuity
of coverage for beneficiaries. A PHP that has provided the required
30 calendar days’ advance notification of a change of ownership
may seek an extension of this agreement’s effect for a period not
to exceed 180 calendar days from the date of the transfer of ownership.
Failure to provide 30 calendar days’ advance notification of a change
of ownership will result in a denial of a request for an extension
of this agreement and termination of this agreement upon transfer
of ownership as specified in Article 9.2(a).
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(c)
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Prior to a transfer of ownership
of a PHP, the new owners may petition DHA in writing for a new Participation
Agreement. The new owners must document that all required licenses
and accreditations have been maintained, and must provide documentation
regarding any program changes. Before a new Participation Agreement
is executed, the Director, DHA, or designee, will review the PHP
to ensure that it is in compliance with 32 CFR 199.
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Article 10
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Reports
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10.1
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INCIDENT REPORTS
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Any serious occurrence involving
a beneficiary, outside the normal routine of the PHP (see the TRICARE Operations
Manual (TOM), Chapter 7, Section 6), shall be reported to
the referring military providers and/or Market/Military Medical
Treatment Facility (MTF) referral management office (on behalf of
the military provider), and Director, DHA, or designee, as follows:
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(a)
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An incident of a life-threatening
accident, patient death, patient disappearance, suicide attempt,
incident of cruel or abusive treatment, or any equally dangerous
situation involving a beneficiary, shall be reported by telephone
on the next business day with a full written report within seven
calendar days.
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(b)
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The incident and the following
report shall be documented in the patient’s clinical record.
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(c)
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Notification shall be provided,
if appropriate, to the parents, legal guardian, or legal authorities.
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10.2
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DISASTER OR EMERGENCY REPORTS
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Any disaster or emergency situation,
natural or man-made, such as fire or severe weather, shall be reported telephonically
within 72 hours, followed by a comprehensive written report within
seven calendar days to DHA.
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10.3
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REPORTS OF PHP CHANGES
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The governing body or the administrator
of the PHP shall submit in writing to DHA any proposed significant changes
within the PHP no later than 30 calendar days prior to the actual
date of change; failure to report such changes may lead to termination
of this agreement. A report shall be made concerning the following items:
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(a)
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Any change in administrator
or primary professional staff.
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(b)
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Any change in purpose, philosophy
or any addition or deletion of services or programs. This includes capacity
or hours of operation.
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(c)
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Any licensure, certification,
accreditation or approval status change by a state agency or national organization.
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(d)
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Any anticipated change in location
or anticipated closure.
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(e)
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Any suspension of operations
for 24 hours or more.
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Article 11
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General Accounting Office (GAO)
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11.1
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RIGHT TO CONDUCT AUDIT
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The PHP grants the US GAO the
right to conduct audits.
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Article 12
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Appeals
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12.1
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APPEAL ACTIONS
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Appeals of DHA actions under
this agreement, to the extent they are allowable, will be pursuant
to the 32 CFR 199.10 and 32
CFR 199.15.
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Article 13
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Termination And Amendment
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13.1
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TERMINATION OF AGREEMENT BY
DHA
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The Director, DHA, or designee,
may terminate this agreement in accordance with procedures for termination of
institutional providers as specified in 32
CFR 199.9.
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13.2
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BASIS FOR TERMINATION OF AGREEMENT
BY DHA
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(a)
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In addition to any authority
under the 32 CFR 199.9 to
terminate or exclude a provider, the Director, DHA, or designee,
may terminate this agreement upon 30 calendar days’ written notice,
for cause, if the PHP:
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(1)
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Is not in compliance with the
requirements of the Dependents Medical Care Act, as amended (10
USC 1071 et seq), the 32 CFR 199, or with
performance provisions stated in Article 3 of this Participation Agreement.
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(2)
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Fails to comply with payment
provisions set forth in Article 4 of this Participation Agreement.
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(3)
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Fails to allow audits/reviews
and/or to provide records as required by Article 6 of this Participation Agreement.
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(4)
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Fails to comply with nondiscrimination
provisions of Article 7 of this Participation Agreement.
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(5)
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Changes ownership as set forth
in Article 9 of this Participation Agreement.
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(6)
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Fails to provide incident reports,
disaster or emergency reports, or reports of PHP changes as set
forth in Article 10 of this Participation Agreement.
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(7)
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Initiates a program change
without written approval by the Director, DHA, or a designee; program changes
include but are not limited to: changes in the physical location;
population served; number of beds; type of license; expansion of
program(s); or development of new program(s).
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(8)
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Does not admit a beneficiary
during any period of 24 months.
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(9)
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Suspends operations for a period
of 120 calendar days or more.
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(10)
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Is determined to be involved
in provider fraud or abuse, as established by 32
CFR 199.9. This includes the submission of falsified or
altered claims or medical records which misrepresent the type, frequency,
or duration of services or supplies.
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(b)
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The Director, DHA, or designee,
may terminate this agreement without prior notice in the event that
the PHP’s failure to comply with the industry standards presents
an immediate danger to life, health or safety.
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13.3
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TERMINATION OF AGREEMENT BY
THE PHP
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The PHP may terminate this
agreement by giving the Director, DHA, or designee, written notice
of such intent to terminate. The effective date of a voluntary termination
under this article shall be 60 calendar days from the date of notification
of intent to terminate or, upon written request, as agreed between
the PHP and DHA.
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Article 14
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Recoupment
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14.1
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RECOUPMENT
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DHA will have the authority
to suspend claims processing or seek recoupment of claims previously
paid as specified under the provisions of the Federal Claims Collection
Act (31 USC 3701 et seq), the Federal Medical Care Recovery Act
(42 USC 2651-2653) and 32 CFR 199.14.
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Article 15
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Order Of Precedence
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15.1
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ORDER OF PRECEDENCE
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If there is any conflict between
this agreement and any Federal statute or regulation including the
32 CFR 199, the statute or regulation controls.
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Article 16
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Duration
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16.1
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DURATION
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This agreement shall remain
in effect until the expiration date specified in Article 18.1 unless
terminated earlier by DHA, or the PHP under Article 13. DHA may
extend this agreement for 60 calendar days beyond the established
date if necessary to facilitate a new agreement.
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16.2
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REAPPLICATION
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The PHP must reapply to DHA
at least 90 calendar days prior to the expiration date of this agreement
if it wishes to continue as an authorized PHP. Failure to reapply
will result in the automatic termination of this agreement on the
date specified in Article 18.1.
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Article 17
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Effective Date
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17.1
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EFFECTIVE DATE
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(a)
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This Participation Agreement
will be effective on the date signed by the Director, DHA, or designee.
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(b)
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This agreement must be signed
by the President or Chief Executive Officer (CEO), or designee,
of the PHP.
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Article 18
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Authorized Provider
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18.1
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PROVIDER STATUS
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On the effective date of the
agreement, DHA recognizes the PHP as an authorized provider for
the purpose of providing psychiatric or SUD partial hospitalization
care to eligible beneficiaries within the framework of the program(s)
identified below.
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