Article 1
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Recitals
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1.1
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IDENTIFICATION
OF PARTIES
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This Participation
Agreement is between the United States of America (USA) through
the Department of Defense (DoD), Defense Health Agency (hereinafter
DHA), the administering activity for the TRICARE and ______________________________
(hereinafter designated the SUDRF).
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1.2
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AUTHORITY FOR
INPATIENT/RESIDENTIAL SUDRF CARE
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The implementing
regulation for the TRICARE, 32 Code of Federal Regulations (CFR),
Part 199, provides for TRICARE cost-sharing of care in inpatient/residential
SUDRFs under certain conditions.
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1.3
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PURPOSE OF PARTICIPATION
AGREEMENT
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It is the purpose
of this Participation Agreement to recognize the undersigned SUDRF
as a TRICARE-authorized provider of inpatient/residential SUDRFs
care, subject to the terms and conditions of this agreement and
applicable federal law and regulation.
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Article 2
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Definitions
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2.1
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AUTHORIZED DHA
REPRESENTATIVES
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The authorized
representative(s) of the Director, DHA or designee, may include,
but are not limited to, DHA staff, DoD personnel, and DHA contractors,
such as private sector accounting/audit firm(s) and/or utilization
review and survey firm(s). Authorized representatives will be specifically
designated as such.
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2.2
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BILLING NUMBER
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The billing
number for all substance use treatment is the SUDRF’s Employer’s
Identification Number (EIN). In most situations, each EIN must enter
into a separate Participation Agreement with the Director, DHA or
designee. This number must be used until the provider is officially notified
by DHA or a designee of a change. The SUDRF’s billing number is
shown on the face sheet of this agreement.
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2.3
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ADMISSION AND
DISCHARGE
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For inpatient
services, an admission occurs upon the formal acceptance by the
SUDRF of a TRICARE beneficiary for the purpose of occupying a bed
with the reasonable expectation that the patient will remain at
least 24 hours, and with the registration and assignment of an inpatient number
or designation. A discharge occurs at the time that the SUDRF formally
releases the patient from inpatient status; or when the patient
is admitted to any other inpatient setting, (e.g., an acute mental
or medical hospital. For inpatient services, the day of admission
is considered a day of care for payment purposes; the day of discharge
is not.
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2.4
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MENTAL DISORDER
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For this
agreement, a mental disorder shall be the definition in the TRICARE
regulation ( 32 CFR 199.2):
For the purpose of payment of benefits, a mental disorder is a nervous
or mental condition that involves a clinically significant behavioral
or psychological syndrome or pattern that is associated with a painful
symptom, such as distress, and that impairs
a patient’s ability to function in one or more major life activities.
A Substance Use Disorder (SUD) is a mental condition that involves
a maladaptive pattern of substance use leading to clinically significant
impairment or distress; impaired control over substance use; social
impairment; and risky use of a substance(s). Additionally, the mental
disorder must be one of those conditions listed in the current edition
of the Diagnostic and Statistical Manual of Mental Disorders (DSM)
and billed with the corresponding International Classification of
Diseases, 9th Revision, Clinical Modification (ICD-9-CM). “Conditions
Not Attributable to a Mental Disorder,” or V codes
( Z codes in the ICD-10-CM), are not considered diagnosable
mental disorders. Co-occurring mental and SUDs are common, and assessment
should proceed as soon as it is possible to distinguish the substance related
symptoms from other independent conditions.
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2.5
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SUDRF
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As defined in 32 CFR 199.6, SUDRFs are defined as free-standing
facilities or hospital-based units that provide treatment of SUDs.
SUDRFs can provide substance use treatment through inpatient rehabilitation
programs on a 24-hour, seven-day-per week basis; through partial
hospitalization in day, evening, or weekend programs. SUDRFs are
differentiated from:
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(a)
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Acute psychoactive
substance use treatment and from treatment of acute biomedical/mental health
problems; which problems are either life-threatening and/or severely
incapacitating and often occur within the context of a discrete
episode of addiction-related biomedical or psychiatric dysfunction;
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(b)
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A Partial Hospitalization
Program (PHP), as defined in 32 CFR 199.2,
which serves patients who exhibit emotional/behavioral dysfunction
but who can function in the community for defined periods of time
with support in one or more of the major life areas (see the TRICARE Policy
Manual (TPM), Chapter 11, Addendum F for the PHP Participation
Agreement);
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(c)
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An Intensive
Outpatient Program (IOP), as defined in 32 CFR 199.2,
which serves patients in a day or evening program not requiring
24-hour care for mental health or SUD (see TPM, Chapter 11, Addendum G for the IOP Participation
Agreement);
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(d)
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An Opioid Treatment
Program (OTP), as defined in 32 CFR 199.2,
which serves patients in a treatment setting for opioid treatment
(see TPM, Chapter 11, Addendum H for the OTP Participation
Agreement);
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(e)
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A group home,
sober-living environment, halfway house, or three-quarter way house;
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(f)
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Therapeutic
schools, which are educational programs supplemented by addiction-focused services;
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(g)
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Facilities that
treat patients with primary psychotic diagnoses other than psychoactive substance
use or dependence;
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(h)
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Facilities that
care for patients with the primary diagnosis of mental retardation
or developmental disability.
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Article 3
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Performance
Provisions
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3.1
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GENERAL AGREEMENT
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(a)
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The SUDRF
agrees to render treatment of SUDs to eligible TRICARE beneficiaries
in need of such services, in accordance with this Participation
Agreement and the TRICARE regulation (32 CFR 199). These services
shall include board, routine nursing services, ancillary services, patient
assessment, psychological testing, case management, and all mental
health treatment determined necessary and consistent with the treatment
plan established for the SUDRF patient, and accepted by DHA or designee.
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(b)
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The SUDRF
agrees that all certifications and information provided to the Director,
DHA or designee, incident to the process of obtaining and retaining
authorized provider status is accurate and that it has no material
errors or omissions. In the case of any misrepresentations, whether
by inaccurate information being provided or material facts withheld,
authorized provider status will be denied or terminated, and the
SUDRF will be ineligible for consideration for authorized provider
status for a two year period. Termination of SUDRF status will be
pursuant to Article 12 of this agreement.
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(c)
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On October
1, 1995, the SUDRF will not be considered to be a TRICARE-authorized
provider nor will any TRICARE benefits be paid to the facility for
any services until the date the Participation Agreement is signed
by the Director, DHA, or designee.
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3.2
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LIMIT ON RATE
BILLED
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(a)
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The SUDRF agrees
to limit charges to the rates set forth in this agreement.
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(b)
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The SUDRF agrees
to charge only for services to TRICARE beneficiaries that qualify
within the limits of law and regulation, including but not limited
to the requirements that the care be medically or psychologically
necessary as defined by DHA, and all terms of this agreement.
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3.3
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ACCREDITATION
AND STANDARDS
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The SUDRF hereby
agrees to:
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(a)
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Be licensed
to provide substance use treatment within the applicable jurisdiction
in which it operates, if licensure is available.
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(b)
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Be specifically
accredited by and remain in compliance with standards issued by
the Joint Commission (TJC), Commission on Accreditation of Rehabilitation
Facilities (CARF), the Council on Accreditation (CoA), or an accrediting
organization approved by the Director, DHA. The contractor may submit
(via the TRICARE Regional Office (TRO), the TRICARE Overseas Program
Office (TOPO), or the Contracting Officer’s Representative (COR)
for the Uniformed Services Family Health Plan (USFHP)) additional
organizations for TRICARE authorization.
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(c)
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Accept the TRICARE-determined
rate, as provided in 32 CFR 199.14(a)(1)(ii)(F) for inpatient services,
as payment in full for services provided.
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(d)
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Comply with
all requirements of 32 CFR 199.4 applicable
to institutional providers generally concerning preauthorization,
concurrent care review, claims processing, beneficiary liability, double
coverage, utilization and quality review, and other matters.
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(e)
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Ensure
that any individual, group, or family psychotherapy, or psychological
testing and assessment, is provided by a qualified mental health
provider who meets TRICARE requirements for individual professional
providers. (Exception: SUDRFs that employ individuals with master’s
or doctoral level degrees in a mental health discipline who do not meet
the licensure, certification, and experience requirements for a
qualified mental health provider, but are actively working toward
licensure or certification, may provide mental health services within
the all-inclusive per-diem rate, but the individual must work under
the direct clinical supervision of a fully qualified mental health
provider employed by the SUDRF). All other program services will
be provided by trained, licensed staff.
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(f)
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Ensure the provision
of individual, group, and family psychotherapy and addiction counseling
services that are consistent with each patient’s treatment plan.
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(g)
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Not bill the
beneficiary for services in excess of the cost-share or services
for which payment is disallowed for failure to comply with requirements
for preauthorization.
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(h)
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Not bill the
beneficiary for services excluded on the basis of 32 CFR 199.4(g)(1) (not medically or psychologically
necessary), (g)(3) (inappropriate
level of care), or (g)(7) (custodial
care), unless the beneficiary has agreed in writing to pay for the
care, knowing the specific care in question had been determined
to be noncovered by TRICARE. (A general statement signed at admission
relative to financial liability does not fill this requirement.)
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(i)
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Prior
to initiation of this agreement, and annually thereafter, conduct
a self-assessment of its compliance with the TRICARE/CHAMPUS Standards
for Inpatient Rehabilitation and Partial Hospitalization for the
Treatment of SUDs as issued by the Director, DHA or designee, and notify
the Director, DHA or designee, of any matter in which the facility
is not in compliance with such standards.
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3.4
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QUALITY OF CARE
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(a)
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The SUDRF
shall assure that any and all eligible beneficiaries receive substance
use treatment that complies with the standards in Article 3.3.
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(b)
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The SUDRF
shall provide substance use treatment in the same manner to TRICARE beneficiaries
as it provides to all patients to whom it renders services.
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(c)
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The SUDRF
shall not discriminate against TRICARE beneficiaries in any manner
including admission practices, placement in special or separate
wings or rooms, or provisions of special or limited treatment.
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3.5
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BILLING FORM
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The SUDRF
shall use the Centers for Medicare and Medicaid Services (CMS) 1450
UB-04 billing form (or subsequent editions) for inpatient services,
and the CMS 1500 Claim Form for outpatient services. The SUDRF shall
identify SUDRF care on the billing form in the remarks block by
stating “SUDRF care”.
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3.6
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COMPLIANCE WITH
DHA UTILIZATION REVIEW ACTIVITIES
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Under
the terms of this agreement, the SUDRF shall:
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(a)
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Appoint
a single individual within the facility to serve as the point of
contact for conducting utilization review activities with DHA or
its designee. The SUDRF will inform DHA in writing of the designated
individual.
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(b)
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Obtain preauthorization
for all inpatient services to be rendered to TRICARE beneficiaries within
the facility.
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(c)
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Promptly
provide medical records and other documentation required in support
of the utilization review process upon request by DHA or its designee.
Confidentiality considerations are not valid reasons for refusal
to submit medical records on any TRICARE beneficiary. Failure to
comply with documentation requirements will usually result in the denial
of authorization of care.
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(d)
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Maintain medical
records, including the clinical formulation, progress notes, and
master treatment plan, to include documentation of standardized
assessment measures for Post-Traumatic Stress Disorder (PTSD), Generalized
Anxiety Disorder (GAD), and Major Depressive Disorder (MDD) using
the PTSD Checklist (PCL), GAD-7, and Patient Health Questionnaire (PHQ)-8,
respectively, at baseline, at 60-120 day intervals, and at discharge
(see TPM, Chapter 1, Section 5.1 for details); in compliance
with TRICARE standards and regulations.
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Article 4
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Payment Provisions
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4.1
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RATE STRUCTURE:
DETERMINATION OF RATE
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As specified
in 32 CFR 199.14(a)(1)(ii)(F), effective for
admissions on or after July 1, 1995, SUDRFs are subject to the Diagnosis-Related-Group-based
(DRG-based) payment system for inpatient rehabilitation services.
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4.2
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INPATIENT SUDRF
SERVICES INCLUDED IN DRG PAYMENT
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All normally
covered inpatient services furnished to TRICARE beneficiaries by
hospitals are subject to the TRICARE DRG-based payment system. For
inpatient rehabilitation care, professional services are reimbursed
separately according to 32 CFR 199.14(a)(4).
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4.3
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OTHER PAYMENT
REQUIREMENTS
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No payment is
due for leave days, for days on which treatment is not provided,
or for days on which the patient is absent from treatment (whether
excused or unexcused). The SUDRF must identify those days when claiming
reimbursement.
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4.4
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PREREQUISITES
FOR PAYMENT
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Provided
that there shall first have been a submission of claims in accordance
with TRICARE procedures, the SUDRF shall be paid on the basis of
the allowance of the rate determined in accordance with the controlling
TRICARE regulation (see Article 4.1) contingent upon certain conditions
provided in the TRICARE regulation, and in particular, the following:
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(a)
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The patient
seeking admission is suffering from a mental disorder, to include
SUD, that meets both the diagnostic criteria of the current edition
of the DSM and the TRICARE definition of a mental disorder.
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(b)
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The patient
meets the criteria for admission to an SUDRF issued by the Director,
DHA or designee.
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(c)
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The medical
and/or psychological necessity of the patient’s admission is determined
by a qualified mental health provider who meets TRICARE requirements
as an individual professional provider, and who is permitted by
law and by the facility to refer patients for admission.
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(d)
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A qualified
mental health professional who meets TRICARE requirements for individual professional
providers will be responsible for the development, supervision,
implementation, and assessment of a written, individualized, interdisciplinary
clinical formulation and plan of treatment.
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(e)
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All individual,
group, or family psychotherapy, and psychological testing and assessment
are provided by or under the supervision of a qualified mental health
provider who meets TRICARE requirements as an individual professional
provider (see Article 3.3(h) above).
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(f)
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DHA or a designee
has preauthorized all inpatient or residential care rendered to
the patient.
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(g)
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The patient
meets eligibility requirements for TRICARE coverage.
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4.6
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TRICARE-DETERMINED
RATE AS PAYMENT IN FULL
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(a)
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The SUDRF agrees
to accept the TRICARE rate determined pursuant to the TRICARE regulation (see
Article 4.1) as the total charge for services furnished by the SUDRF
to TRICARE beneficiaries. The SUDRF agrees to accept the TRICARE
rate even if it is less than the billed amount, and also agrees
to accept the amount paid by TRICARE, combined with the cost-share
amount and deductible, if any, paid by or on behalf of the beneficiary,
as full payment for the SUDRF services. The SUDRF agrees to make
no attempt to collect from the beneficiary or beneficiary’s family,
except as provided in Article 4.5(a), amounts for SUDRF services
in excess of the TRICARE rate.
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(b)
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The SUDRF agrees
to submit all claims as a participating provider. DHA agrees to
make payment of the TRICARE-determined rate directly to the SUDRF
for any care authorized under this agreement.
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(c)
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The SUDRF agrees
to submit claims for services provided to TRICARE beneficiaries
at least every 30 days (except to the extent a delay is necessitated
by efforts to first collect from Other Health Insurance (OHI)).
If claims are not submitted at least every 30 days, the SUDRF agrees not
to bill the beneficiary or the beneficiary’s family for any amounts
disallowed by TRICARE.
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4.6
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TRICARE AS SECONDARY
PAYOR
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(a)
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The SUDRF is
subject to the provisions of 10 United States Code (USC), Section
1079(j)(1). The SUDRF must submit claims first to all other insurance
plans and/or medical service or health plans under which the beneficiary
has coverage before to submitting a claim to TRICARE.
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(b)
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Failure to collect
first from primary health insurers and/or sponsoring agencies is
a violation of this agreement, may result in the denial or reduction
of payment, and may result in a false claim against the United States
(U.S.). It may also result in termination by DHA of this agreement
pursuant to Article 12.
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4.7
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COLLECTION OF
COST-SHARE
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(a)
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The SUDRF agrees
to collect from the TRICARE beneficiary or the parents or guardian
of the TRICARE beneficiary only those amounts applicable to the
patient’s deductible and/or cost-share, as defined in 32 CFR 199.4 and services and supplies that
are not a benefit of TRICARE.
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(b)
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The SUDRF’s
failure to collect or to make diligent effort to collect the beneficiary’s
cost-share as determined by TRICARE policy is a violation of this
agreement, may result in the denial or reduction of payment, and
may result in a false claim against the U.S. It may also result
in termination by DHA of this agreement pursuant to Article 12 of
this agreement.
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4.8
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BENEFICIARY’S
RIGHTS
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If the SUDRF
fails to abide by the terms of this Participation Agreement and
DHA or its designee either denies the claim or claims and/or terminates
the agreement as a result, the SUDRF agrees to forego its rights,
if any, to pursue the amounts not paid by TRICARE from the beneficiary
or the beneficiary’s family.
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Article 5
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Records And
Audit Provisions
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5.1
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ON-SITE AND
OFF-SITE REVIEWS/AUDITS
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The SUDRF
grants the Director, DHA or designee, the right to conduct on-site
or off-site reviews or accounting audits with full access to patients
and records. The audits will be conducted on a scheduled or unscheduled
(unannounced) basis. This right to audit/review includes, but is
not limited to the right to:
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(a)
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Examine fiscal
and all other records of the SUDRF that would confirm compliance
with this agreement and designation as a TRICARE-authorized provider.
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(b)
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Conduct
audits of SUDRF records, including clinical, financial, and census
records to determine the nature of the services being provided and
the basis for charges and claims against the U.S. for services provided
to TRICARE beneficiaries. DHA or a designee shall have full access
to records of both TRICARE and non-TRICARE patients. Note: In most
cases, only TRICARE patients’ records will be audited. Examples
of situations where non-TRICARE patient records would be requested
may be in situations of differential quality of care assessments
or to identify systemic quality or safety concerns.
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(c)
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Examine reports
of evaluations and inspections conducted by federal, state, local Government,
and private agencies and organizations.
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(d)
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Conduct on-site
inspections of the facilities of the SUDRF and interviewing employees, members
of the staff, contractors, board members, volunteers, and patients,
as required.
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(e)
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Release copies
of final review reports if requested under the Freedom of Information
Act.
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5.2
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RIGHT TO UNANNOUNCED
INSPECTION OF RECORDS
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(a)
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DHA and
its authorized agents shall have the authority to visit and inspect
the SUDRF at all reasonable times on an unannounced basis.
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(b)
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The SUDRF’s
records shall be available and open for review by DHA during normal
working hours, from 8 a.m. to 5 p.m., Monday through Friday, on
an unannounced basis.
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5.3
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CERTIFIED COST
REPORTS
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Upon
request, the SUDRF shall furnish DHA or a designee the audited cost
reports certified by an independent auditing agency.
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5.4
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RECORDS REQUESTED
BY DHA
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Upon
request, the SUDRF shall furnish DHA or a designee with such records,
including medical records and patient census records, that would
allow DHA or a designee to determine the quality and cost-effectiveness
of care rendered.
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5.5
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FORMS
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Upon
the provider’s completion of this participation agreement and the
DHA Form 771, the contractor shall submit the information to the
Total Quality Monitoring Contractor (TQMC).
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5.6
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FAILURE TO COMPLY
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Failure to allow
audits/reviews and/or to provide records constitutes a material
breach of this agreement. It may result in the denial or reduction
of payment, termination of this agreement pursuant to Article 12,
and any other appropriate action by DHA.
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Article 6
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Nondiscrimination
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6.1
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NONDISCRIMINATION
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The SUDRF agrees
to comply with the provisions of section 504 of the Rehabilitation
Act of 1973 (Public Law 93-112; as amended) regarding nondiscrimination
on the basis of handicap, and Title VI of the Civil Rights Act of
1964 (Public Law 88-352), the Americans With Disabilities Act of
1990 (Public Law 101-336), and Section 1557 of the Patient Protection
and Affordable Care Act (PPACA) as well as all regulations implementing
these Acts.
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Article 7
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Amendment
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7.1
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AMENDMENT BY
DHA
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(a)
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The Director,
DHA, or designee may amend the terms of this Participation Agreement
by giving 120 days’ notice in writing of the amendment(s) except
amendments to the TRICARE regulation, which shall be considered
effective as of the effective date of the regulation change and
do not require a formal amendment of this agreement to be effective.
When changes or modifications to this agreement result from amendments
to the TRICARE regulation through rulemaking procedures, the Director,
DHA, or designee, is not required to give 120 days’ written notice.
Amendments to this agreement resulting from amendments to the TRICARE
regulation shall become effective on the date the regulation amendment
is effective or the date this agreement is amended, whichever date
is earlier.
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(b)
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The SUDRF,
if it concludes it does not wish to accept the proposed amendment(s),
including any amendment resulting from amendment(s) to the TRICARE
regulation accomplished through rulemaking procedures, may terminate
its participation as provided for in Article 12.3. However, if the
SUDRF’s notice of intent to terminate its participation is not given
at least 60 days before the effective date of the proposed amendment(s),
then the proposed amendment(s) shall be incorporated into this agreement
for SUDRF care furnished between the effective date of the amendment(s)
and the effective date of termination of this agreement.
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Article 8
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Change Of Ownership
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8.1
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ASSIGNMENT BARRED
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This agreement
is nonassignable.
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8.2
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AGREEMENT ENDS
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(a)
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Unless otherwise
extended as specified in Article 8.3(b), this agreement ends as
of 12:01 a.m. on the date following the date that transfer of ownership
occurs.
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(b)
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Change of Ownership
is defined as follows:
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(1)
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The change in
an owner(s) that has/have 50% or more ownership constitutes a change
of ownership.
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(2)
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The merger of
the SUDRF corporation (for-profit or not-for-profit) into another corporation,
or the consolidation of two or more corporations, resulting in the
creation of a new corporation, constitutes a change of ownership.
The transfer of corporate stock or the merger of another corporation
into the SUDRF corporation, however, does not constitute change
of ownership. The transfer of title to property of the SUDRF corporation
to another corporation(s), and the use of that property for the
rendering of substance use treatment by the corporation(s) receiving
it is a change of ownership.
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(3)
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The lease of
all or part of a SUDRF or a change in the SUDRF’s lessee constitutes
change of ownership.
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8.3
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NEW AGREEMENT
REQUIRED
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(a)
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If there is
a change of ownership of a SUDRF as specified in Article 8.2(b),
then the new owner, in order to be a TRICARE-authorized SUDRF must
enter into a new agreement with DHA. The new owner is immediately
subject to any existing plan of correction, expiration date, applicable
health and safety standards, ownership and financial interest disclosure requirements,
and any other provisions and requirements of this agreement.
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(b)
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A SUDRF
contemplating or negotiating a change of ownership must notify the
Director, DHA or designee, in writing at least 30 days before the
effective date of the change. At the discretion of the Director,
DHA, or designee, this agreement may remain in effect until a new Participation
Agreement can be signed to provide continuity of coverage for beneficiaries.
A SUDRF that has provided the required 30 days’ advance written
notification of a change of ownership may seek an extension of this
agreement’s effect for a period not to exceed 180 days from the
date of the transfer of ownership. Failure to provide 30 days’ advance
written notification of a change of ownership will result in a denial
of a request for an extension of this agreement and the termination
of this agreement upon transfer of ownership as specified in Article
8.2(a).
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Prior to
a transfer of ownership of a SUDRF, the new owners may petition
the Director, DHA in writing for a new Participation Agreement.
The new owners must document that all required licenses and accreditations
have been maintained and must provide documentation regarding any
program changes. Before a new Participation Agreement is executed,
the Director, DHA, or designee will review the SUDRF to ensure that
it is in compliance with TRICARE requirements.
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Article 9
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Reports
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9.1
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INCIDENT REPORTS
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Any serious
occurrence involving a TRICARE beneficiary, outside the normal routine
of the SUDRF (see the TRICARE Operations Manual (TOM), Chapter 7, Section 4), must be reported to
the referring military providers and/or Military Treatment Facility
(MTF)/Enhanced Multi-Service Market (eMSM) referral management office
(on behalf of the military provider), and DHA, and/or a designee,
as follows:
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(a)
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An incident
of a patient death, life-threatening accident, suicide attempt,
patient disappearance, incident of cruel or abusive treatment, or
any equally dangerous situation involving a TRICARE beneficiary,
shall be reported by telephone on the next business day with a written
report within seven days.
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(b)
|
The incident
and the following report shall be documented in the patient’s clinical
record.
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(c)
|
Notification
shall be provided, if appropriate, to the parents, legal guardian,
or legal authorities.
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(d)
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When
a TRICARE beneficiary is absent without leave and is not located
within 24 hours, the incident shall be reported by telephone on
the next business day. If the patient is not located within three
days, a written report shall be made to DHA within seven days.
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9.2
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DISASTER OR
EMERGENCY REPORTS
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Any disaster
or emergency situation, natural or man-made, such as fire or severe
weather, shall be reported telephonically within 72 hours, followed
by a comprehensive written report within seven days to DHA.
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9.3
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REPORTS OF SUDRF
CHANGES
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|
The governing
body or the administrator of the facility shall submit in writing
to DHA, any significant proposed changes within the SUDRF no later
than 30 days prior to the actual date of change. A report shall
be made concerning the following items:
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(a)
|
Any change in
administrator or primary professional staff.
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(b)
|
Any change in
purpose, philosophy, or any addition or deletion of services or
programs. This includes capacity or hours of operation
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(c)
|
Any licensure,
certification, accreditation, or approval status change by a state
agency or national organization.
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(d)
|
Any anticipated
change in location or anticipated closure.
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(e)
|
Any suspension
of operations for 24 hours or more.
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Article 10
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General Accounting
Office
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10.1
|
RIGHT TO CONDUCT
AUDIT
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|
The SUDRF grants
the U.S. General Accounting Office the right to conduct audits.
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Article 11
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|
Appeals
|
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11.1
|
APPEAL ACTIONS
|
|
Appeals
of DHA actions under this agreement, to the extent they present
an appealable issue and are allowed under the TRICARE regulation,
will be pursuant to 32 CFR 199.10 and 32 CFR 199.15.
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Article 12
|
|
Termination
|
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12.1
|
PROCEDURE FOR
TERMINATION OF AGREEMENT BY DHA
|
|
The Director,
DHA, or designee, may terminate this agreement in accordance with
procedures for termination of institutional providers as specified
in 32 CFR 199.9.
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12.2
|
BASIS FOR TERMINATION
OF AGREEMENT BY DHA
|
|
(a)
|
In addition
to any authority under the TRICARE regulation to terminate or exclude
a provider, the Director, DHA, or designee may terminate this agreement
for cause, upon 30 days’ written notice, if the SUDRF:
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|
|
(1)
|
Is not in compliance
with the requirements of the Dependents Medical Care Act, as amended
(10 USC 1071 et seq.),
the TRICARE regulation (32 CFR 199), or with performance provisions
stated in Article 3 of this Participation Agreement.
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|
|
(2)
|
Fails to comply
with payment provisions set forth in Article 4 of this agreement.
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|
|
(3)
|
Fails to allow
audits/reviews and/or to provide records as required by Article
5 of this agreement.
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|
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(4)
|
Fails to comply
with nondiscrimination provisions of Article 6 of this agreement.
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(5)
|
Changes ownership
as set forth in Article 8 of this agreement.
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(6)
|
Fails to provide
incident reports, disaster or emergency reports, or reports of SUDRF changes,
as set forth in Article 9 of this agreement.
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|
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(7)
|
Initiates a
program change without written approval by DHA or a designee; program changes
include but are not limited to: changes in the physical location,
population served, capacity, type of license, expansion of program(s),
or development of new program(s).
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|
|
(8)
|
Does not admit
a TRICARE beneficiary during any consecutive 24-month period.
|
|
|
(9)
|
Suspends operations
for a period of 120 days or more.
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|
|
(10)
|
Is determined
to be involved in provider fraud or abuse, as established by TRICARE regulation
( 32 CFR 199.9). This includes the submission
of falsified or altered TRICARE claims or medical records which
misrepresent the type, frequency, or duration of services or supplies.
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|
(b)
|
The Director,
DHA or designee, may terminate this agreement without prior notice
in the event that the SUDRF’s failure to comply with the industry
standards for inpatient/residential SUDRFs presents an immediate
danger to life, health, or safety.
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|
12.3
|
TERMINATION
OF AGREEMENT BY THE SUDRF
|
|
The SUDRF
may terminate this agreement by giving the Director, DHA, or designee,
written notice of such intent to terminate. The effective date of
a voluntary termination under this article shall be 60 days from
the date of notification of intent to terminate, or upon written
request, as agreed between the SUDRF and DHA.
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|
Article 13
|
|
Recoupment
|
|
13.1
|
RECOUPMENT
|
|
DHA shall
have the authority to suspend claims processing or seek recoupment
of claims previously paid as specified under the provisions of the
Federal Claims Collection Act (31 USC 3701 et seq.),
the Federal Medical Care Recovery Act (42 USC 2651-2653), and 32
CFR 199.
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|
Article 14
|
|
Order Of Precedence
|
|
14.1
|
ORDER OF PRECEDENCE
|
|
If there is
any conflict between this agreement and any Federal statute or Federal
regulation, including the TRICARE regulation, 32 CFR 199, the statute
or regulation controls.
|
|
Article 15
|
|
Duration
|
|
15.1
|
DURATION
|
|
This agreement
will remain in effect up to five years from the effective date (see
Article 16) unless terminated earlier by DHA or the SUDRF under
Article 12. DHA may extend this agreement for 60 days beyond the
established date if necessary to facilitate a new agreement.
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|
15.2
|
REAPPLICATION
|
|
The SUDRF
must reapply after the automatic expiration of this agreement if
it wishes to continue as a TRICARE-authorized SUDRF. Failure to
reapply will result in the automatic expiration of this agreement
on the date specified in Article 17.
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|
Article 16
|
|
Effective Date
|
|
16.1
|
EFFECTIVE DATE
|
|
(a)
|
This Participation
Agreement will be effective on the date signed by the Director,
DHA, or designee.
|
|
(b)
|
This agreement
must be signed by the Chief Executive Officer (CEO) or designee
of the SUDRF.
|
|
Article 17
|
|
Authorized Provider
|
|
17.1
|
TRICARE-PROVIDER
STATUS
|
|
On the effective
date of the agreement, DHA recognizes the SUDRF as an authorized
provider for the purpose of providing substance use treatment to
TRICARE-eligible beneficiaries within the framework of the program(s)
identified below.
|