Article
1
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Recitals
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1.1
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IDENTIFICATION
OF PARTIES
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This
Participation Agreement is between the United States of America
(USA) through the Department of Defense (DoD), Defense Health Agency
(hereinafter DHA), the administering activity for the TRICARE and
______________________________ (hereinafter designated the SUDRF).
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1.2
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AUTHORITY
FOR INPATIENT/RESIDENTIAL SUDRF CARE
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The
implementing regulation for the TRICARE, 32 Code of Federal Regulations
(CFR), Part 199, provides for TRICARE cost-sharing of care in inpatient/residential
SUDRFs under certain conditions.
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1.3
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PURPOSE
OF PARTICIPATION AGREEMENT
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It
is the purpose of this Participation Agreement to recognize the
undersigned SUDRF as a TRICARE-authorized provider of inpatient/residential
SUDRFs care, subject to the terms and conditions of this agreement
and applicable federal law and regulation.
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Article
2
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Definitions
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2.1
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AUTHORIZED
DHA REPRESENTATIVES
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The
authorized representative(s) of the Director, DHA or designee, may
include, but are not limited to, DHA staff, DoD personnel, and DHA
contractors, such as private sector accounting/audit firm(s) and/or
utilization review and survey firm(s). Authorized representatives
will be specifically designated as such.
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2.2
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BILLING
NUMBER
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The
billing number for all substance use treatment is the SUDRF’s Employer’s
Identification Number (EIN). In most situations, each EIN must enter
into a separate Participation Agreement with the Director, DHA or
designee. This number must be used until the provider is officially notified
by DHA or a designee of a change. The SUDRF’s billing number is
shown on the face sheet of this agreement.
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2.3
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ADMISSION
AND DISCHARGE
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For inpatient
services, an admission occurs upon the formal acceptance by the
SUDRF of a TRICARE beneficiary for the purpose of occupying a bed
with the reasonable expectation that the patient will remain at
least 24 hours, and with the registration and assignment of an inpatient number
or designation. A discharge occurs at the time that the SUDRF formally
releases the patient from inpatient status; or when the patient
is admitted to any other inpatient setting, (e.g., an acute mental
or medical hospital. For inpatient services, the day of admission
is considered a day of care for payment purposes; the day of discharge
is not.
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2.4
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MENTAL
DISORDER
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For
this agreement, a mental disorder shall be the definition in the
TRICARE regulation ( 32 CFR 199.2): For
the purpose of payment of benefits, a mental disorder is a nervous
or mental condition that involves a clinically significant behavioral
or psychological syndrome or pattern that is associated with a painful
symptom, such as distress, and that impairs
a patient’s ability to function in one or more major life activities. A
Substance Use Disorder (SUD) is a mental condition that involves
a maladaptive pattern of substance use leading to clinically significant
impairment or distress; impaired control over substance use; social
impairment; and risky use of a substance(s). Additionally, the mental
disorder must be one of those conditions listed in the current edition
of the Diagnostic and Statistical Manual of Mental Disorders (DSM)
and billed with the corresponding International Classification of
Diseases, 9th Revision, Clinical Modification (ICD-9-CM). “Conditions
Not Attributable to a Mental Disorder,” or V codes
( Z codes in the ICD-10-CM), are not considered diagnosable
mental disorders. Co-occurring mental and SUDs are common, and assessment
should proceed as soon as it is possible to distinguish the substance related
symptoms from other independent conditions.
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2.5
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SUDRF
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As
defined in 32 CFR 199.6, SUDRFs are
defined as free-standing facilities or hospital-based units that
provide treatment of SUDs. SUDRFs can provide substance use treatment
through inpatient rehabilitation programs on a 24-hour, seven-day-per
week basis; through partial hospitalization in day, evening, or
weekend programs. SUDRFs are differentiated from:
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(a)
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Acute
psychoactive substance use treatment and from treatment of acute
biomedical/mental health problems; which problems are either life-threatening
and/or severely incapacitating and often occur within the context
of a discrete episode of addiction-related biomedical or psychiatric
dysfunction;
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(b)
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A Partial Hospitalization Program
(PHP), as defined in 32 CFR 199.2, which
serves patients who exhibit emotional/behavioral dysfunction but
who can function in the community for defined periods of time with
support in one or more of the major life areas (see the TRICARE Policy
Manual (TPM), Chapter 11, Addendum F for the PHP Participation
Agreement);
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(c)
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An
Intensive Outpatient Program (IOP), as defined in 32 CFR 199.2, which serves patients in a day
or evening program not requiring 24-hour care for mental health
or SUD (see TPM, Chapter 11, Addendum G for the IOP Participation
Agreement);
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(d)
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An
Opioid Treatment Program (OTP), as defined in 32 CFR 199.2, which serves patients in a treatment
setting for opioid treatment (see TPM, Chapter 11, Addendum H for the OTP Participation
Agreement);
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(e)
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A
group home, sober-living environment, halfway house, or three-quarter
way house;
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(f)
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Therapeutic
schools, which are educational programs supplemented by addiction-focused services;
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(g)
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Facilities
that treat patients with primary psychotic diagnoses other than
psychoactive substance use or dependence;
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(h)
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Facilities
that care for patients with the primary diagnosis of mental retardation
or developmental disability.
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Article
3
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Performance
Provisions
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3.1
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GENERAL
AGREEMENT
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(a)
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The
SUDRF agrees to render treatment of SUDs to eligible TRICARE beneficiaries
in need of such services, in accordance with this Participation Agreement
and the TRICARE regulation (32 CFR 199). These services shall include
board, routine nursing services, ancillary services, patient assessment, psychological
testing, case management, and all mental health treatment determined
necessary and consistent with the treatment plan established for
the SUDRF patient, and accepted by DHA or designee.
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(b)
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The
SUDRF agrees that all certifications and information provided to
the Director, DHA or designee, incident to the process of obtaining
and retaining authorized provider status is accurate and that it
has no material errors or omissions. In the case of any misrepresentations, whether
by inaccurate information being provided or material facts withheld,
authorized provider status will be denied or terminated, and the
SUDRF will be ineligible for consideration for authorized provider
status for a two year period. Termination of SUDRF status will be
pursuant to Article 12 of this agreement.
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(c)
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On
October 1, 1995, the SUDRF will not be considered to be a TRICARE-authorized
provider nor will any TRICARE benefits be paid to the facility for
any services until the date the Participation Agreement is signed
by the Director, DHA, or designee.
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3.2
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LIMIT
ON RATE BILLED
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(a)
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The
SUDRF agrees to limit charges to the rates set forth in this agreement.
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(b)
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The
SUDRF agrees to charge only for services to TRICARE beneficiaries
that qualify within the limits of law and regulation, including
but not limited to the requirements that the care be medically or
psychologically necessary as defined by DHA, and all terms of this
agreement.
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3.3
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ACCREDITATION
AND STANDARDS
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The
SUDRF hereby agrees to:
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(a)
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Be
licensed to provide substance use treatment within the applicable
jurisdiction in which it operates, if licensure is available.
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(b)
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Be
specifically accredited by and remain in compliance with standards
issued by the Joint Commission (TJC), Commission on Accreditation
of Rehabilitation Facilities (CARF), the Council on Accreditation
(CoA), or an accrediting organization approved by the Director, DHA.
The contractor may submit (via the TRICARE Regional Office (TRO),
the TRICARE Overseas Program Office (TOPO), or the Contracting Officer’s
Representative (COR) for the Uniformed Services Family Health Plan
(USFHP)) additional organizations for TRICARE authorization.
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(c)
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Accept
the TRICARE-determined rate, as provided in 32 CFR 199.14(a)(1)(ii)(F) for inpatient services, as
payment in full for services provided.
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(d)
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Comply
with all requirements of 32 CFR 199.4 applicable
to institutional providers generally concerning preauthorization,
concurrent care review, claims processing, beneficiary liability, double
coverage, utilization and quality review, and other matters.
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(e)
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Ensure
that any individual, group, or family psychotherapy, or psychological
testing and assessment, is provided by a qualified mental health
provider who meets TRICARE requirements for individual professional
providers. (Exception: SUDRFs that employ individuals with master’s
or doctoral level degrees in a mental health discipline who do not meet
the licensure, certification, and experience requirements for a
qualified mental health provider, but are actively working toward
licensure or certification, may provide mental health services within
the all-inclusive per-diem rate, but the individual must work under
the direct clinical supervision of a fully qualified mental health
provider employed by the SUDRF). All other program services will
be provided by trained, licensed staff.
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(f)
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Ensure
the provision of individual, group, and family psychotherapy and
addiction counseling services that are consistent with each patient’s
treatment plan.
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(g)
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Not
bill the beneficiary for services in excess of the cost-share or
services for which payment is disallowed for failure to comply with
requirements for preauthorization.
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(h)
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Not
bill the beneficiary for services excluded on the basis of 32 CFR 199.4(g)(1) (not medically or psychologically necessary), (g)(3) (inappropriate level of care), or (g)(7) (custodial care), unless the beneficiary
has agreed in writing to pay for the care, knowing the specific
care in question had been determined to be noncovered by TRICARE.
(A general statement signed at admission relative to financial liability does
not fill this requirement.)
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(i)
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Prior
to initiation of this agreement, and annually thereafter, conduct
a self-assessment of its compliance with the TRICARE/CHAMPUS Standards
for Inpatient Rehabilitation and Partial Hospitalization for the
Treatment of SUDs as issued by the Director, DHA or designee, and notify
the Director, DHA or designee, of any matter in which the facility
is not in compliance with such standards.
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3.4
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QUALITY
OF CARE
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(a)
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The
SUDRF shall assure that any and all eligible beneficiaries receive
substance use treatment that complies with the standards in Article
3.3.
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(b)
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The
SUDRF shall provide substance use treatment in the same manner to
TRICARE beneficiaries as it provides to all patients to whom it
renders services.
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(c)
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The
SUDRF shall not discriminate against TRICARE beneficiaries in any
manner including admission practices, placement in special or separate
wings or rooms, or provisions of special or limited treatment.
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3.5
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BILLING
FORM
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The
SUDRF shall use the Centers for Medicare and Medicaid Services (CMS)
1450 UB-04 billing form (or subsequent editions) for inpatient services,
and the CMS 1500 Claim Form for outpatient services. The SUDRF shall
identify SUDRF care on the billing form in the remarks block by
stating “SUDRF care”.
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3.6
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COMPLIANCE
WITH DHA UTILIZATION REVIEW ACTIVITIES
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Under
the terms of this agreement, the SUDRF shall:
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(a)
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Appoint
a single individual within the facility to serve as the point of
contact for conducting utilization review activities with DHA or
its designee. The SUDRF will inform DHA in writing of the designated individual.
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(b)
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Obtain preauthorization for
all inpatient services to be rendered to TRICARE beneficiaries within
the facility.
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(c)
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Promptly
provide medical records and other documentation required in support
of the utilization review process upon request by DHA or its designee.
Confidentiality considerations are not valid reasons for refusal
to submit medical records on any TRICARE beneficiary. Failure to
comply with documentation requirements will usually result in the denial
of authorization of care.
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(d)
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Maintain
medical records, including the clinical formulation, progress notes,
and master treatment plan, to include documentation of standardized
assessment measures for Post-Traumatic Stress Disorder (PTSD), Generalized
Anxiety Disorder (GAD), and Major Depressive Disorder (MDD) using
the PTSD Checklist (PCL), GAD-7, and Patient Health Questionnaire (PHQ)-8,
respectively, at baseline, at 60-120 day intervals, and at discharge
(see TPM, Chapter 1, Section 5.1 for details); in compliance
with TRICARE standards and regulations.
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Article
4
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Payment
Provisions
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4.1
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RATE
STRUCTURE: DETERMINATION OF RATE
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As
specified in 32 CFR 199.14(a)(1)(ii)(F), effective for
admissions on or after July 1, 1995, SUDRFs are subject to the Diagnosis-Related-Group-based
(DRG-based) payment system for inpatient rehabilitation services.
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4.2
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INPATIENT
SUDRF SERVICES INCLUDED IN DRG PAYMENT
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All
normally covered inpatient services furnished to TRICARE beneficiaries
by hospitals are subject to the TRICARE DRG-based payment system.
For inpatient rehabilitation care, professional services are reimbursed
separately according to 32 CFR 199.14(a)(4).
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4.3
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OTHER
PAYMENT REQUIREMENTS
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No
payment is due for leave days, for days on which treatment is not
provided, or for days on which the patient is absent from treatment
(whether excused or unexcused). The SUDRF must identify those days
when claiming reimbursement.
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4.4
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PREREQUISITES
FOR PAYMENT
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Provided
that there shall first have been a submission of claims in accordance
with TRICARE procedures, the SUDRF shall be paid on the basis of
the allowance of the rate determined in accordance with the controlling
TRICARE regulation (see Article 4.1) contingent upon certain conditions
provided in the TRICARE regulation, and in particular, the following:
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(a)
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The
patient seeking admission is suffering from a mental disorder, to
include SUD, that meets both the diagnostic criteria of the current
edition of the DSM and the TRICARE definition of a mental disorder.
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(b)
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The
patient meets the criteria for admission to an SUDRF issued by the
Director, DHA or designee.
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(c)
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The
medical and/or psychological necessity of the patient’s admission
is determined by a qualified mental health provider who meets TRICARE
requirements as an individual professional provider, and who is
permitted by law and by the facility to refer patients for admission.
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(d)
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A
qualified mental health professional who meets TRICARE requirements
for individual professional providers will be responsible for the
development, supervision, implementation, and assessment of a written,
individualized, interdisciplinary clinical formulation and plan
of treatment.
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(e)
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All
individual, group, or family psychotherapy, and psychological testing
and assessment are provided by or under the supervision of a qualified
mental health provider who meets TRICARE requirements as an individual
professional provider (see Article 3.3(h) above).
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(f)
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DHA
or a designee has preauthorized all inpatient or residential care
rendered to the patient.
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(g)
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The
patient meets eligibility requirements for TRICARE coverage.
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4.6
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TRICARE-DETERMINED
RATE AS PAYMENT IN FULL
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(a)
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The
SUDRF agrees to accept the TRICARE rate determined pursuant to the
TRICARE regulation (see Article 4.1) as the total charge for services
furnished by the SUDRF to TRICARE beneficiaries. The SUDRF agrees
to accept the TRICARE rate even if it is less than the billed amount,
and also agrees to accept the amount paid by TRICARE, combined with
the cost-share amount and deductible, if any, paid by or on behalf
of the beneficiary, as full payment for the SUDRF services. The
SUDRF agrees to make no attempt to collect from the beneficiary or
beneficiary’s family, except as provided in Article 4.5(a), amounts
for SUDRF services in excess of the TRICARE rate.
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(b)
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The
SUDRF agrees to submit all claims as a participating provider. DHA
agrees to make payment of the TRICARE-determined rate directly to
the SUDRF for any care authorized under this agreement.
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(c)
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The
SUDRF agrees to submit claims for services provided to TRICARE beneficiaries
at least every 30 days (except to the extent a delay is necessitated
by efforts to first collect from Other Health Insurance (OHI)).
If claims are not submitted at least every 30 days, the SUDRF agrees not
to bill the beneficiary or the beneficiary’s family for any amounts
disallowed by TRICARE.
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4.6
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TRICARE
AS SECONDARY PAYOR
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(a)
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The
SUDRF is subject to the provisions of 10 United States Code (USC),
Section 1079(j)(1). The SUDRF must submit claims first to all other
insurance plans and/or medical service or health plans under which
the beneficiary has coverage before to submitting a claim to TRICARE.
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(b)
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Failure
to collect first from primary health insurers and/or sponsoring
agencies is a violation of this agreement, may result in the denial
or reduction of payment, and may result in a false claim against
the United States (U.S.). It may also result in termination by DHA
of this agreement pursuant to Article 12.
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4.7
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COLLECTION
OF COST-SHARE
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(a)
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The
SUDRF agrees to collect from the TRICARE beneficiary or the parents
or guardian of the TRICARE beneficiary only those amounts applicable
to the patient’s deductible and/or cost-share, as defined in 32 CFR 199.4 and services and supplies that
are not a benefit of TRICARE.
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(b)
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The
SUDRF’s failure to collect or to make diligent effort to collect
the beneficiary’s cost-share as determined by TRICARE policy is
a violation of this agreement, may result in the denial or reduction
of payment, and may result in a false claim against the U.S. It
may also result in termination by DHA of this agreement pursuant
to Article 12 of this agreement.
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4.8
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BENEFICIARY’S
RIGHTS
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If
the SUDRF fails to abide by the terms of this Participation Agreement
and DHA or its designee either denies the claim or claims and/or
terminates the agreement as a result, the SUDRF agrees to forego
its rights, if any, to pursue the amounts not paid by TRICARE from
the beneficiary or the beneficiary’s family.
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Article
5
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Records
And Audit Provisions
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5.1
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ON-SITE
AND OFF-SITE REVIEWS/AUDITS
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The
SUDRF grants the Director, DHA or designee, the right to conduct
on-site or off-site reviews or accounting audits with full access
to patients and records. The audits will be conducted on a scheduled
or unscheduled (unannounced) basis. This right to audit/review includes,
but is not limited to the right to:
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(a)
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Examine
fiscal and all other records of the SUDRF that would confirm compliance
with this agreement and designation as a TRICARE-authorized provider.
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(b)
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Conduct
audits of SUDRF records, including clinical, financial, and census
records to determine the nature of the services being provided and
the basis for charges and claims against the U.S. for services provided
to TRICARE beneficiaries. DHA or a designee shall have full access
to records of both TRICARE and non-TRICARE patients. Note: In most
cases, only TRICARE patients’ records will be audited. Examples
of situations where non-TRICARE patient records would be requested
may be in situations of differential quality of care assessments
or to identify systemic quality or safety concerns.
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(c)
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Examine
reports of evaluations and inspections conducted by federal, state,
local Government, and private agencies and organizations.
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(d)
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Conduct
on-site inspections of the facilities of the SUDRF and interviewing
employees, members of the staff, contractors, board members, volunteers,
and patients, as required.
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(e)
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Release
copies of final review reports if requested under the Freedom of
Information Act.
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5.2
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RIGHT
TO UNANNOUNCED INSPECTION OF RECORDS
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(a)
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DHA
and its authorized agents shall have the authority to visit and
inspect the SUDRF at all reasonable times on an unannounced basis.
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(b)
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The
SUDRF’s records shall be available and open for review by DHA during
normal working hours, from 8 a.m. to 5 p.m., Monday through Friday,
on an unannounced basis.
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5.3
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CERTIFIED
COST REPORTS
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Upon
request, the SUDRF shall furnish DHA or a designee the audited cost
reports certified by an independent auditing agency.
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5.4
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RECORDS
REQUESTED BY DHA
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Upon
request, the SUDRF shall furnish DHA or a designee with such records,
including medical records and patient census records, that would
allow DHA or a designee to determine the quality and cost-effectiveness
of care rendered.
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5.5
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FORMS
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Upon
the provider’s completion of this participation agreement and the
DHA Form 771, the contractor shall submit the information to the
Total Quality Monitoring Contractor (TQMC).
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5.6
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FAILURE
TO COMPLY
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Failure
to allow audits/reviews and/or to provide records constitutes a
material breach of this agreement. It may result in the denial or
reduction of payment, termination of this agreement pursuant to
Article 12, and any other appropriate action by DHA.
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Article
6
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Nondiscrimination
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6.1
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NONDISCRIMINATION
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The
SUDRF agrees to comply with the provisions of section 504 of the
Rehabilitation Act of 1973 (Public Law 93-112; as amended) regarding
nondiscrimination on the basis of handicap, and Title VI of the
Civil Rights Act of 1964 (Public Law 88-352), the Americans With
Disabilities Act of 1990 (Public Law 101-336), and Section 1557
of the Patient Protection and Affordable Care Act (PPACA) as well
as all regulations implementing these Acts.
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Article
7
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Amendment
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7.1
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AMENDMENT
BY DHA
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(a)
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The
Director, DHA, or designee may amend the terms of this Participation Agreement
by giving 120 days’ notice in writing of the amendment(s) except
amendments to the TRICARE regulation, which shall be considered
effective as of the effective date of the regulation change and
do not require a formal amendment of this agreement to be effective.
When changes or modifications to this agreement result from amendments
to the TRICARE regulation through rulemaking procedures, the Director,
DHA, or designee, is not required to give 120 days’ written notice.
Amendments to this agreement resulting from amendments to the TRICARE
regulation shall become effective on the date the regulation amendment
is effective or the date this agreement is amended, whichever date
is earlier.
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(b)
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The
SUDRF, if it concludes it does not wish to accept the proposed amendment(s),
including any amendment resulting from amendment(s) to the TRICARE
regulation accomplished through rulemaking procedures, may terminate
its participation as provided for in Article 12.3. However, if the
SUDRF’s notice of intent to terminate its participation is not given
at least 60 days before the effective date of the proposed amendment(s),
then the proposed amendment(s) shall be incorporated into this agreement
for SUDRF care furnished between the effective date of the amendment(s)
and the effective date of termination of this agreement.
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Article
8
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Change
Of Ownership
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8.1
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ASSIGNMENT
BARRED
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This
agreement is nonassignable.
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8.2
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AGREEMENT
ENDS
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(a)
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Unless
otherwise extended as specified in Article 8.3(b), this agreement
ends as of 12:01 a.m. on the date following the date that transfer
of ownership occurs.
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(b)
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Change
of Ownership is defined as follows:
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(1)
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The change in
an owner(s) that has/have 50% or more ownership constitutes a change
of ownership.
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(2)
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The merger of
the SUDRF corporation (for-profit or not-for-profit) into another corporation,
or the consolidation of two or more corporations, resulting in the
creation of a new corporation, constitutes a change of ownership.
The transfer of corporate stock or the merger of another corporation
into the SUDRF corporation, however, does not constitute change
of ownership. The transfer of title to property of the SUDRF corporation
to another corporation(s), and the use of that property for the
rendering of substance use treatment by the corporation(s) receiving
it is a change of ownership.
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(3)
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The lease of all
or part of a SUDRF or a change in the SUDRF’s lessee constitutes
change of ownership.
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8.3
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NEW
AGREEMENT REQUIRED
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(a)
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If
there is a change of ownership of a SUDRF as specified in Article
8.2(b), then the new owner, in order to be a TRICARE-authorized SUDRF must
enter into a new agreement with DHA. The new owner is immediately
subject to any existing plan of correction, expiration date, applicable
health and safety standards, ownership and financial interest disclosure requirements,
and any other provisions and requirements of this agreement.
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(b)
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A
SUDRF contemplating or negotiating a change of ownership must notify
the Director, DHA or designee, in writing at least 30 days before
the effective date of the change. At the discretion of the Director,
DHA, or designee, this agreement may remain in effect until a new Participation Agreement
can be signed to provide continuity of coverage for beneficiaries.
A SUDRF that has provided the required 30 days’ advance written
notification of a change of ownership may seek an extension of this
agreement’s effect for a period not to exceed 180 days from the
date of the transfer of ownership. Failure to provide 30 days’ advance
written notification of a change of ownership will result in a denial
of a request for an extension of this agreement and the termination
of this agreement upon transfer of ownership as specified in Article
8.2(a).
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Prior
to a transfer of ownership of a SUDRF, the new owners may petition
the Director, DHA in writing for a new Participation Agreement.
The new owners must document that all required licenses and accreditations
have been maintained and must provide documentation regarding any
program changes. Before a new Participation Agreement is executed,
the Director, DHA, or designee will review the SUDRF to ensure that
it is in compliance with TRICARE requirements.
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Article
9
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Reports
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9.1
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INCIDENT
REPORTS
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Any
serious occurrence involving a TRICARE beneficiary, outside the
normal routine of the SUDRF (see the TRICARE Operations Manual (TOM), Chapter 7, Section 4), must be reported to
the referring military providers and/or Military Treatment Facility
(MTF)/Enhanced Multi-Service Market (eMSM) referral management office
(on behalf of the military provider), and DHA, and/or a designee,
as follows:
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|
(a)
|
An
incident of a patient death, life-threatening accident, suicide
attempt, patient disappearance, incident of cruel or abusive treatment,
or any equally dangerous situation involving a TRICARE beneficiary,
shall be reported by telephone on the next business day with a written
report within seven days.
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(b)
|
The
incident and the following report shall be documented in the patient’s
clinical record.
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(c)
|
Notification
shall be provided, if appropriate, to the parents, legal guardian,
or legal authorities.
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(d)
|
When
a TRICARE beneficiary is absent without leave and is not located
within 24 hours, the incident shall be reported by telephone on
the next business day. If the patient is not located within three
days, a written report shall be made to DHA within seven days.
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9.2
|
DISASTER
OR EMERGENCY REPORTS
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Any
disaster or emergency situation, natural or man-made, such as fire
or severe weather, shall be reported telephonically within 72 hours,
followed by a comprehensive written report within seven days to
DHA.
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9.3
|
REPORTS
OF SUDRF CHANGES
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|
The
governing body or the administrator of the facility shall submit
in writing to DHA, any significant proposed changes within the SUDRF
no later than 30 days prior to the actual date of change. A report
shall be made concerning the following items:
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|
(a)
|
Any
change in administrator or primary professional staff.
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(b)
|
Any
change in purpose, philosophy, or any addition or deletion of services
or programs. This includes capacity or hours of operation
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|
(c)
|
Any
licensure, certification, accreditation, or approval status change
by a state agency or national organization.
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(d)
|
Any
anticipated change in location or anticipated closure.
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|
(e)
|
Any
suspension of operations for 24 hours or more.
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Article
10
|
|
General
Accounting Office
|
|
10.1
|
RIGHT
TO CONDUCT AUDIT
|
|
The
SUDRF grants the U.S. General Accounting Office the right to conduct
audits.
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Article
11
|
|
Appeals
|
|
11.1
|
APPEAL
ACTIONS
|
|
Appeals
of DHA actions under this agreement, to the extent they present
an appealable issue and are allowed under the TRICARE regulation,
will be pursuant to 32 CFR 199.10 and 32 CFR 199.15.
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|
Article
12
|
|
Termination
|
|
12.1
|
PROCEDURE
FOR TERMINATION OF AGREEMENT BY DHA
|
|
The
Director, DHA, or designee, may terminate this agreement in accordance
with procedures for termination of institutional providers as specified
in 32 CFR 199.9.
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|
12.2
|
BASIS
FOR TERMINATION OF AGREEMENT BY DHA
|
|
(a)
|
In
addition to any authority under the TRICARE regulation to terminate
or exclude a provider, the Director, DHA, or designee may terminate
this agreement for cause, upon 30 days’ written notice, if the SUDRF:
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|
|
(1)
|
Is not in compliance
with the requirements of the Dependents Medical Care Act, as amended
(10 USC 1071 et seq.),
the TRICARE regulation (32 CFR 199), or with performance provisions
stated in Article 3 of this Participation Agreement.
|
|
|
(2)
|
Fails to comply
with payment provisions set forth in Article 4 of this agreement.
|
|
|
(3)
|
Fails to allow
audits/reviews and/or to provide records as required by Article
5 of this agreement.
|
|
|
(4)
|
Fails to comply
with nondiscrimination provisions of Article 6 of this agreement.
|
|
|
(5)
|
Changes ownership
as set forth in Article 8 of this agreement.
|
|
|
(6)
|
Fails to provide
incident reports, disaster or emergency reports, or reports of SUDRF changes,
as set forth in Article 9 of this agreement.
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|
|
(7)
|
Initiates a program
change without written approval by DHA or a designee; program changes
include but are not limited to: changes in the physical location,
population served, capacity, type of license, expansion of program(s),
or development of new program(s).
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|
|
(8)
|
Does not admit
a TRICARE beneficiary during any consecutive 24-month period.
|
|
|
(9)
|
Suspends operations
for a period of 120 days or more.
|
|
|
(10)
|
Is determined
to be involved in provider fraud or abuse, as established by TRICARE regulation
( 32 CFR 199.9). This includes the submission
of falsified or altered TRICARE claims or medical records which
misrepresent the type, frequency, or duration of services or supplies.
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|
(b)
|
The
Director, DHA or designee, may terminate this agreement without
prior notice in the event that the SUDRF’s failure to comply with
the industry standards for inpatient/residential SUDRFs presents
an immediate danger to life, health, or safety.
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|
12.3
|
TERMINATION
OF AGREEMENT BY THE SUDRF
|
|
The
SUDRF may terminate this agreement by giving the Director, DHA,
or designee, written notice of such intent to terminate. The effective
date of a voluntary termination under this article shall be 60 days
from the date of notification of intent to terminate, or upon written
request, as agreed between the SUDRF and DHA.
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|
Article
13
|
|
Recoupment
|
|
13.1
|
RECOUPMENT
|
|
DHA
shall have the authority to suspend claims processing or seek recoupment
of claims previously paid as specified under the provisions of the
Federal Claims Collection Act (31 USC 3701 et seq.),
the Federal Medical Care Recovery Act (42 USC 2651-2653), and 32
CFR 199.
|
|
Article
14
|
|
Order
Of Precedence
|
|
14.1
|
ORDER
OF PRECEDENCE
|
|
If
there is any conflict between this agreement and any Federal statute
or Federal regulation, including the TRICARE regulation, 32 CFR
199, the statute or regulation controls.
|
|
Article
15
|
|
Duration
|
|
15.1
|
DURATION
|
|
This
agreement will remain in effect up to five years from the effective
date (see Article 16) unless terminated earlier by DHA or the SUDRF
under Article 12. DHA may extend this agreement for 60 days beyond
the established date if necessary to facilitate a new agreement.
|
|
15.2
|
REAPPLICATION
|
|
The
SUDRF must reapply after the automatic expiration of this agreement
if it wishes to continue as a TRICARE-authorized SUDRF. Failure
to reapply will result in the automatic expiration of this agreement
on the date specified in Article 17.
|
|
Article
16
|
|
Effective
Date
|
|
16.1
|
EFFECTIVE
DATE
|
|
(a)
|
This Participation Agreement
will be effective on the date signed by the Director, DHA, or designee.
|
|
(b)
|
This
agreement must be signed by the Chief Executive Officer (CEO) or
designee of the SUDRF.
|
|
Article
17
|
|
Authorized
Provider
|
|
17.1
|
TRICARE-PROVIDER
STATUS
|
|
On
the effective date of the agreement, DHA recognizes the SUDRF as
an authorized provider for the purpose of providing substance use
treatment to TRICARE-eligible beneficiaries within the framework
of the program(s) identified below.
|